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Secondary Condition Claim · DC 5237

Lumbosacral or Cervical Strain Secondary to Ankylosis of the Scapulohumeral Articulation (Shoulder Joint)

A condition caused or aggravated by an already service-connected disability can be granted its own service connection as a secondary condition under 38 CFR § 3.310. Here's how that works for Lumbosacral or Cervical Strain when it develops after Ankylosis of the Scapulohumeral Articulation (Shoulder Joint).

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Why is Back or Neck Strain linked to Ankylosis of the Scapulohumeral Articulation (Shoulder Joint)?

Compensating for shoulder immobility

Primary condition · VASRD 5200

Ankylosis of the Scapulohumeral Articulation (Shoulder Joint)

Shoulder ankylosis means your joint is stiff or frozen, severely limiting arm motion.

Secondary condition · VASRD 5237

Lumbosacral or Cervical Strain

A strain or sprain of the muscles and ligaments supporting the neck or lower back, causing pain, stiffness, and reduced range of motion — often from lifting, impact, or repetitive strain during service.

How does secondary service connection work?

When the service-connected condition caused it
38 CFR § 3.310(a): “Except as provided in § 3.300(c), disability which is proximately due to or the result of a service-connected disease or injury shall be service connected. When service connection is thus established for a secondary condition, the secondary condition shall be considered a part of the original condition.”
When it made an existing condition worse
38 CFR § 3.310(b): “Any increase in severity of a nonservice-connected disease or injury that is proximately due to or the result of a service-connected disease or injury, and not due to the natural progress of the nonservice-connected disease, will be service connected.” VA will not concede aggravation unless medical evidence establishes the baseline severity; it then deducts that baseline, and any natural progress, from the current level.
How strong the evidence for the link has to be
38 U.S.C. § 5107(b): “When there is an approximate balance of positive and negative evidence regarding any issue material to the determination of a matter, the Secretary shall give the benefit of the doubt to the claimant.” When the positive and negative evidence on the link is in approximate balance, VA gives the benefit of the doubt to the veteran.
What VA means by reasonable doubt
38 CFR § 3.102: “By reasonable doubt is meant one which exists because of an approximate balance of positive and negative evidence which does not satisfactorily prove or disprove the claim.”
A statute that asks for an “at least as likely as not” medical opinion
38 U.S.C. § 1168(a)(1)(B): “obtain a medical opinion (to be requested by the Secretary in connection with the medical examination under subparagraph (A)) as to whether it is at least as likely as not that there is a nexus between the disability and the toxic exposure risk activity.” § 1168 covers exams and opinions in toxic-exposure claims. For any claim for VA benefits, § 5107(b) above gives the veteran the benefit of the doubt when the evidence is in approximate balance.

How is Back or Neck Strain rated as a secondary condition?

If Lumbosacral or Cervical Strain was caused by the service-connected condition, VA rates it on its own severity under its own diagnostic code, as part of the original condition (38 CFR 3.310(a)). If Lumbosacral or Cervical Strain existed first and the service-connected condition made it worse, VA compensates only the worsening: it rates the baseline and current severity and deducts the baseline, and any natural progression, from the current level (38 CFR 3.310(b)). Read 38 CFR § 3.310.

RatingCriteria
100%Unfavorable ankylosis of the entire spine.
50%Unfavorable ankylosis of the entire thoracolumbar spine.
40%Unfavorable ankylosis of the entire cervical spine; or forward flexion of the thoracolumbar spine 30 degrees or less; or favorable ankylosis of the entire thoracolumbar spine.
30%Forward flexion of the cervical spine 15 degrees or less; or favorable ankylosis of the entire cervical spine.
20%Forward flexion of the thoracolumbar spine greater than 30 degrees but not greater than 60 degrees; or forward flexion of the cervical spine greater than 15 degrees but not greater than 30 degrees; or the combined range of motion of the thoracolumbar spine not greater than 120 degrees; or the combined range of motion of the cervical spine not greater than 170 degrees; or muscle spasm or guarding severe enough to result in an abnormal gait or abnormal spinal contour such as scoliosis, reversed lordosis, or abnormal kyphosis.
10%Forward flexion of the thoracolumbar spine greater than 60 degrees but not greater than 85 degrees; or forward flexion of the cervical spine greater than 30 degrees but not greater than 40 degrees; or combined range of motion of the thoracolumbar spine greater than 120 degrees but not greater than 235 degrees; or combined range of motion of the cervical spine greater than 170 degrees but not greater than 335 degrees; or muscle spasm, guarding, or localized tenderness not resulting in abnormal gait or abnormal spinal contour; or vertebral body fracture with loss of 50 percent or more of the height.

Example combined rating

30% Ankylosis of the Scapulohumeral Articulation (Shoulder Joint) + 10% Lumbosacral or Cervical Strain = 40% combined

The VA combines ratings with Table I of 38 CFR 4.25, not simple addition: 30% and 10% combine to a Table I value of 37%, which VA converts to a 40% combined rating under 38 CFR 4.25, not 40%. These figures are illustrative; your actual rating for each condition depends on your own evaluation.

What evidence does a secondary Back or Neck Strain claim need?

  • •C&P or orthopedic exam showing measured loss of range of motion, muscle spasm, or guarding
  • •Service treatment records documenting the in-service injury, incident, or repetitive strain
  • •Buddy statements or personnel records corroborating the in-service event (e.g., heavy lifting, vehicle accident, parachute jumps)

Common questions about Back or Neck Strain secondary to Ankylosis of the Scapulohumeral Articulation (Shoulder Joint)

Can Back or Neck Strain be service-connected as secondary to Ankylosis of the Scapulohumeral Articulation (Shoulder Joint)?
Yes. Under 38 CFR § 3.310, a condition that is caused or aggravated by an already service-connected disability can be granted secondary service connection. Compensating for shoulder immobility. You'll need a current Lumbosacral or Cervical Strain diagnosis and a medical nexus opinion linking it to your service-connected Ankylosis of the Scapulohumeral Articulation (Shoulder Joint), the same standard the VA uses for any secondary claim.
What VA rating can I get for Back or Neck Strain as a secondary condition?
Lumbosacral or Cervical Strain is rated under VASRD diagnostic code 5237. Possible VA ratings for Lumbosacral or Cervical Strain are 100%, 50%, 40%, 30%, 20%, 10%, 0%. The 0% level comes from 38 CFR 4.31, which assigns it wherever no compensable level is met. If Lumbosacral or Cervical Strain was caused by the service-connected condition, VA rates it on its own severity under its own diagnostic code, as part of the original condition (38 CFR 3.310(a)). If Lumbosacral or Cervical Strain existed first and the service-connected condition made it worse, VA compensates only the worsening: it rates the baseline and current severity and deducts the baseline, and any natural progression, from the current level (38 CFR 3.310(b)).
How does a secondary Back or Neck Strain claim affect my combined VA rating?
The VA doesn't add ratings together. With example figures of 30% for Ankylosis of the Scapulohumeral Articulation (Shoulder Joint) and 10% for Lumbosacral or Cervical Strain: 30% and 10% combine to a Table I value of 37%, which VA converts to a 40% combined rating under 38 CFR 4.25, not 40%. Approving Lumbosacral or Cervical Strain as secondary still typically raises your overall combined rating and monthly compensation.
What evidence do I need to service-connect Back or Neck Strain as secondary to Ankylosis of the Scapulohumeral Articulation (Shoulder Joint)?
Strong evidence for the underlying Lumbosacral or Cervical Strain diagnosis includes: C&P or orthopedic exam showing measured loss of range of motion, muscle spasm, or guarding; Service treatment records documenting the in-service injury, incident, or repetitive strain; Buddy statements or personnel records corroborating the in-service event (e.g., heavy lifting, vehicle accident, parachute jumps). For the secondary link itself, a nexus letter from a treating provider explaining how Ankylosis of the Scapulohumeral Articulation (Shoulder Joint) caused or aggravated Lumbosacral or Cervical Strain is typically the deciding piece of evidence. If the claim is that a pre-existing Lumbosacral or Cervical Strain got worse, include records showing how severe it was before it worsened: VA will not concede aggravation unless the baseline is established by medical evidence created before the worsening began, or by the earliest medical evidence after it (38 CFR 3.310(b)).

Primary condition

Full Ankylosis of the Scapulohumeral Articulation (Shoulder Joint) guide

Secondary condition

Full Lumbosacral or Cervical Strain guide

Every secondary condition, grouped by condition

Other conditions linked to Lumbosacral or Cervical Strain

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